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Fox v. Lower Sioux Tribal Court

United States District Court, D. Minnesota

September 24, 2014

Deago Evan Fox, also known as, Brendan Evan Hole, Plaintiff,
Lower Sioux Tribal Court, and Judge Andrew Small, Defendants.


FRANKLIN L. NOEL, Magistrate Judge.

This matter came before the undersigned United States Magistrate Judge on Plaintiff's Application to Proceed in District Court Without Prepaying Fees or Costs (ECF No. 2), by which he is seeking leave to proceed in forma pauperis ("IFP"). See 28 U.S.C. § 1915(a)(1) (allowing an indigent litigant to proceed in district court without prepaying the full filing fee). Because Plaintiff is currently a prisoner and he has named a governmental entity and a governmental officer as defendants, his Complaint is also subject to a "screening" review under 28 U.S.C. § 1915A(a). The matter has been referred to this Court for a report and recommendation under 28 U.S.C. § 636 and Local Rule 72.1. For the reasons discussed below, the Court recommends that Plaintiff's IFP application be denied, and that this action be summarily dismissed.


Plaintiff is currently a prisoner in the United States Prison in Lewisburg, Pennsylvania. The allegations in Plaintiff's Complaint (ECF No. 1 ("Compl.")) are somewhat vague, leaving the precise context of his claims unclear. However, the essence of Plaintiff's Complaint is that the Defendants, Judge Andrew Small and the Lower Sioux Tribal Court, made several rulings against him during a tribal court matter involving his spouse's application for an order for protection on behalf of herself and one or more of Plaintiff's minor children. (Compl. § IV; id., Ex. A; id., Ex. B.) Plaintiff alleges that Judge Small and the Tribal Court were biased against him, refused to appoint counsel to represent him, conducted proceedings without providing him an opportunity to be heard, and denied or ignored several of his motions. ( See id. § IV (asserting bias, prejudice, and refusal to appoint counsel); id., Ex. A (asserting violation of right to counsel); id., Ex. B at 2-4 (alleging holding hearings without providing Plaintiff an opportunity to raise defenses and denial of and failure to address motions).) Plaintiff's Complaint also includes allegations against his own attorney, identified as Tammy Swanson, and against the Director for Lower Sioux Social Services, identified as Thomas Williams. ( Id. at 4, § III.B. "Additional Defendants" (naming Swanson and Williams); id. at 5, § IV.) The only allegations Plaintiff makes against these individuals are: (1) that Mr. Williams failed to carry out his duties as the director of the Lower Sioux Social Services program by failing to send court papers to Plaintiff; and (2) that Ms. Swanson failed to "share" evidence and witnesses with Plaintiff. ( Id. at 5, § IV.)

Although not part of the Complaint, Plaintiff also filed a document entitled "Statement of the Case" on September 15, 2014, which provides some further context to his claims and may have been filed in connection with a motion to amend the pleadings. (ECF No. 12 (Statement of the Case0; ECF No. 10 (Motion to Alter, Amend, or Supplement Pleadings).) In his "Statement of the Case, " Plaintiff explains that in May 2011, he was facing charges in North Carolina for a domestic abuse incident involving his wife. As a result of that case, Plaintiff's children were placed into the custody of the Department of Social Services until the child-protection proceedings were transferred to the Lower Sioux Court in Minnesota in September 2011. ( Id. at 1.) In late 2011, Plaintiff turned himself in to federal authorities for an open search warrant, and he eventually pleaded guilty to federal criminal charges resulting in a sentence of imprisonment being imposed on January 3, 2012. ( Id. )[1] On April 18, 2012, during a Tribal Court hearing at which Plaintiff appeared by telephone, Plaintiff asserts that it became clear several hearings had taken place since he was sentenced without his knowledge or opportunity to appear. ( Id. at 2.) Throughout 2012 and in June 2013, Judge Small made several rulings that were unfavorable to Plaintiff in the Tribal Court custody matter. ( Id. ) And in April 2014, Plaintiff asserts that he and his "counselor Mr. Zegarski made several attempts to reach the [Tribal Court during a scheduled hearing] via phone[, but the] Court did not answer or return any of the messages left by Mr. Zegarski." ( Id. )

In the prayer for relief in Plaintiff's Complaint, Plaintiff asks this Court to review his tribal court case to ensure that his rights are not being violated and to either change the venue of the tribal court matter or assign a new judge to hear that case. (Compl. § V.)


A. Applicable Legal Standards

Because Plaintiff is a prisoner who is seeking redress from a governmental entity and a governmental officer, his pleading is subject to preliminary "screening" pursuant to 28 U.S.C. § 1915A. That statute, which is part of the Prison Litigation Reform Act of 1995, ("the PLRA"), requires federal courts to screen the pleadings in every civil action brought by a prisoner against governmental entities or employees "before docketing, if feasible or, in any event, as soon as practicable after docketing." 28 U.S.C. § 1915A(a). The Court must determine which aspects of the pleading are actionable and should be allowed to proceed. If the pleading fails to state a legally cognizable claim, or if the named Defendant is immune from suit, the action must be dismissed. 28 U.S.C. § 1915A(b)(1)-(2).

Plaintiff has also identified at least one individual that is not a governmental entity or official in his Complaint-his attorney Tammy Swanson. His claims against Ms. Swanson are also subject to an initial screening, and potential dismissal, pursuant to 28 U.S.C. § 1915(e)(2)(B). Under section 1915(e)(2)(B)(ii), for example, the Court must dismiss a case if, at any time, it determines that the action fails to state a claim on which relief may be granted.

Although federal courts must "view pro se pleadings liberally, such pleadings may not be merely conclusory: the complaint must allege facts, which if true, state a claim as a matter of law." Martin v. Aubuchon, 623 F.2d 1282, 1286 (8th Cir. 1980). To state an actionable civil rights claim under 42 U.S.C. § 1983, as Plaintiff is attempting to do here, a complainant must allege a set of historical facts, which, if proven true, would demonstrate that the named defendant or defendants violated his federal constitutional rights while acting under color of state law. West v. Atkins, 487 U.S. 42, 48 (1988). Furthermore, "[l]iability under section 1983 requires a causal link to, and direct responsibility for, the deprivation of rights" protected by the Constitution. Madewell v. Roberts, 909 F.2d 1203, 1208 (8th Cir. 1990); Speed v. Ramsey County, 954 F.Supp. 1392, 1397 (D. Minn. 1997) (same). In other words, civil rights claimants must plead facts showing the defendant's personal involvement in alleged constitutional wrongdoing. Ellis v. Norris, 179 F.3d 1078, 1079 (8th Cir. 1999); see also Beck v. LaFleur, 257 F.3d 764, 766 (8th Cir. 2001) (upholding summary dismissal of civil rights claims, because the plaintiff's complaint "failed to allege sufficient personal involvement by any of the defendants to support such a claim"). Thus, to state an actionable § 1983 claim, a complaint must set forth specific factual allegations showing what each named defendant allegedly did, or failed to do, while acting under color of state law, which purportedly violated the plaintiff's federal constitutional rights.

B. Claims Against Defendant Judge Andrew Small

Plaintiff's claims against Defendant Judge Andrew Small lack any specificity. In the body of the Complaint, Plaintiff makes only vague and conclusory allegations that Judge Small was biased against him, that the judge violated his constitutional rights, and that he failed to appoint the Plaintiff counsel during a child custody proceeding in tribal court. In the Exhibits attached to the Complaint, Plaintiff adds very little to his claims against Judge Small, asserting only that the Judge issued an order for protection against Plaintiff and in favor of his wife without providing him an "opportunity to appear in open court." (Compl., Ex. B at 2.) Plaintiff seeks injunctive relief against Judge Small that would remove the judge from Plaintiff's tribal court child-custody case and, presumably, overturn one or more of Judge Small's rulings. ( Id. at 5, § V (Request For Relief).)

Because Plaintiff's claims against Judge Small concern his official actions as a judicial officer, they must be dismissed. Judge Small is absolutely immune from suit under § 1983 for such actions. Judges are not liable for judicial acts, even if those acts exceed their jurisdiction, "and are alleged to have been done maliciously or corruptly." Edlund v. Montgomery, 355 F.Supp.2d 987, 990 (D. Minn. 2005). This type of immunity cuts off a lawsuit against a judge at its outset, acting as an immunity from being sued, "not just from ultimate assessment of damages.'" Id. (quoting Mireles v. Waco, 502 U.S. 9, 11 (1991)). Absolute judicial immunity applies whether the plaintiff seeks injunctive relief or claims for money damages. Id. (citing Bolin v. Story, 225 F.3d 1234, 1240-42 (11th Cir. 2000) (per curiam), and Mullis v. United States Bankr. Court for the Dist. of Nev., 828 F.2d 1385, 1392 (9th Cir. 1987)). Tribal judges, like Judge Small, are entitled to the same absolute judicial immunity that shields state and federal court judges from suit. Penn v. United States, 335 F.3d 786, 789 (8th Cir. 2003) (concluding that a tribal court judge has absolute judicial immunity as a result of federal policy encouraging tribal self-government and ...

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